The complexity of broker-dealer compliance – ranging from FINRA and SEC oversight to Anti-Money Laundering (AML) policies and transaction reporting, often presents a significant barrier for firms looking to enter the market. FINIQ White-Label Broker-Dealer Compliance Solutions mitigate these challenges …
High-net-worth (HNW) and ultra-high-net-worth (UHNW) individuals have historically allocated minimal portions of their portfolios to alternative investments. However, this untapped market is rapidly becoming a focal point for wealth managers seeking to diversify client portfolios and enhance returns. Currently valued …
This year 2025 is poised to redefine private markets, with transformative trends in private credit, AI-driven opportunities, M&A and IPO activity, and real estate tailwinds. As BlackRock’s recent 2025 Private Markets Outlook reveals, private markets are on a trajectory of …
The alternative investments market in 2024 faced headwinds across asset classes, with performance varying widely as fund managers and investors adapted to macroeconomic shifts. Insights from the Preqin Global Reports 2025, released on December 11, 2024, highlight emerging trends and …
According to Crunchbase, global venture capital (VC) funding reached $28 billion in November 2024, marking an impressive increase from the $21 billion recorded in November 2023, though slightly trailing the $32 billion raised in October this year. This significant momentum …
The global alternatives investment industry, which includes private equity, private credit, and growth equity, is set for substantial expansion over the next few years. According to Preqin’s Future of Alternatives 2029 report, assets under management (AUM) in alternatives are projected …
As FINIQ celebrates its 12th anniversary, it is an ideal time to reflect on the significant milestones and strategic initiatives that have propelled the company’s success. Expanding Horizons in Financial Services FINIQ, a global leader in private securities and investment …
Looking to understand the true costs of establishing a broker-dealer? Learn about the hidden expenses, compliance challenges, and smarter alternatives. Discover how FINIQ, a FINRA-member broker-dealer, can simplify the process and reduce costs.