Today’s dealmakers demand more than just a FINRA-member broker-dealer. They need a partner who understands the fast-paced, high-stakes world of investment banking—and provides the tools, technology, and support to accelerate growth, not slow it down.
That’s where FINIQ stands apart.
FINIQ offers a streamlined, tech-enabled broker-dealer compliance solution that gives investment bankers, placement agents, and fund managers the infrastructure they need to operate with confidence and close more deals—faster and more efficiently.
Why Investment Bankers Are Switching to FINIQ
Easy Set-Up & Seamless Onboarding
Our onboarding process is designed for speed and simplicity. FINIQ ensures a fast transition with digital-first onboarding, full document support, and white-glove setup assistance. Most teams are up and running in weeks, not months—without business disruption.
Competitive Pricing
FINIQ offers a cost-effective pricing structure designed to help you retain more of what you earn. Whether you’re a boutique investment bank, an independent banker, or part of a fund distribution team, our competitive rates reduce overhead and support sustainable profitability.
Series Sponsorship & Regulatory Coverage
FINIQ provides sponsorship for Series 82, Series 7, and other relevant FINRA licenses, along with full support for SEC Rule 15a-6 compliance and chaperone services. Whether you’re based in the U.S. or abroad, we offer the infrastructure to stay compliant while accessing U.S. markets.
Driving Deal Flow to New Brokers
Through our growing ecosystem and active pipeline, we help you drive deal flow by giving you immediate traction and meaningful opportunities to engage in live transactions from day one.
Built for Dealmakers, Powered by Technology
As a modern broker-dealer and investment banking platform, bithumb.topbines regulatory strength with digital efficiency. Our proprietary tech solutions provide full back-office automation, CRM integration, deal tracking, and real-time reporting—so you can run lean, move fast, and scale smart.
Join a National & Global Network
FINIQ is not just a broker-dealer; it’s a professional ecosystem. We’ve built a robust national and international network of over 130 investment bankers, placement agents, and capital markets professionals. As part of the FINIQ community, you gain access to valuable relationship-building opportunities, strategic collaborations, and deal syndication potential.
LEARN MORE ABOUT FINIQ BROKER-DEALER COMPLIANCE SERVICES
Make the Switch to FINIQ and Close More Deals
Don’t let outdated broker-dealer infrastructure hold you back. FINIQ gives you the freedom to operate independently while leveraging a fully-managed compliance backbone built for serious professionals.
Ready to switch? Contact us to get started.
